Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Driscoll

  IRN JXD00044

  • SMF24 Chief Operations (since 16 Dec 2020)
  • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 16 Dec 2020)
  • [FCA CF] Material risk taker (21 May 2020 to 16 Dec 2020)
  • [FCA CF] Manager of certification employee (21 May 2020 to 16 Dec 2020)
  • [PRA CF] Managing a material risk taker (21 May 2020 to 16 Dec 2020)
  • [FCA CF] Significant management (21 May 2020 to 16 Dec 2020)
• John Francis Miller

  IRN JFM01097

  • SMF16 Compliance Oversight (28 Mar 2018 to 28 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2018 to 24 Aug 2020)
• John Maurice Shea

  IRN JMS01488

  • SMF24 Chief Operations (6 Feb 2018 to 29 Sep 2020)
  • SMF18 Other Overall Responsibility (11 Aug 2017 to 6 Feb 2018)
  • SMF2 Chief Finance (7 Mar 2016 to 11 Aug 2017)
  • CF28 Systems and controls (18 Dec 2015 to 6 Mar 2016)
• John Richard McLean Weguelin

  IRN JRW01117

  • SMF5 Head of Internal Audit (7 Mar 2016 to 11 Jun 2017)
  • SMF1 Chief Executive (7 Mar 2016 to 11 Jun 2017)
  • CF3 Chief Executive (10 Jul 2013 to 6 Mar 2016)
  • CF1 Director (10 Jul 2013 to 6 Mar 2016)
• Joseph Michael Crowley

  IRN JXC00221

  • [FCA CF] Significant management (since 21 May 2020)
  • [FCA CF] Material risk taker (since 21 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 21 May 2020)
• KAREN ANN DAVEY

  IRN KXD00305

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2023)
• Laura Anne Abbott

  IRN LXA00037

  • [FCA CF] Material risk taker (since 19 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 May 2020)
• Llewellyn Charles Llewellyn

  IRN LCL01023

  • SMF14 Senior Independent Director (7 Mar 2016 to 21 Jan 2017)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 21 Jan 2017)
  • CF2 Non Executive Director (30 Mar 2007 to 6 Mar 2016)
• Lorraine Ama Osei

  IRN LXO00015

  • [FCA CF] Material risk taker (19 May 2020 to 7 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 7 Jun 2022)
• MELLAWATANTRIGE ANTON NIROSHAN SAMPATH PERERA

  IRN MAP01347

  • SMF2 Chief Finance (22 Jun 2017 to 21 Dec 2018)

No changes recorded yet.