Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Osayuware Osadebamwen Agho

  IRN OXA00081

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2023)
  • [FCA CF] Material risk taker (since 7 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Jun 2022)
• Oyegbolabo Michael Oyerinde

  IRN OXO00006

  • [FCA CF] Material risk taker (19 May 2020 to 4 Feb 2022)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 4 Feb 2022)
• PAULA WILKINSON

  IRN PXW00406

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2023)
• Pamela Mimi Yough

  IRN PMY01012

  • SMF1 Chief Executive (23 Jun 2017 to 30 Sep 2021)
• Paul Greensted

  IRN PXG77240

  • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 8 Mar 2019)
  • [FCA CF] Material risk taker (6 Mar 2017 to 8 Mar 2019)
  • [FCA CF] Significant management (6 Mar 2017 to 8 Mar 2019)
• Paul Leonard Whippy

  IRN PLW01019

  • CF29 Significant management (3 Dec 2009 to 29 Sep 2015)
  • CF30 Customer (15 Jul 2008 to 29 Sep 2015)
• Paul Omoikhudu Ovbiagele

  IRN PXO00032

  • SMF1 Chief Executive (since 3 Feb 2022)
  • SMF3 Executive Director (since 12 Apr 2021)
• Peter Gardner

  IRN PXG01170

  • CF30 Customer (1 Dec 2011 to 28 Mar 2013)
• Peter Olisamedua Amangbo

  IRN POA01001

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 May 2019)
  • CF2 Non Executive Director (30 Mar 2007 to 11 Jun 2010)
• Petrie Van Vuuren

  IRN VVP01006

  • [PRA CF] Significant risk taker or Material risk taker (24 Aug 2021 to 25 Apr 2022)
  • [FCA CF] Client dealing (24 Aug 2021 to 25 Apr 2022)
  • [FCA CF] Material risk taker (24 Aug 2021 to 25 Apr 2022)
  • [FCA CF] Proprietary trader (24 Aug 2021 to 25 Apr 2022)

No changes recorded yet.