Date authorised
1 April 2013
Companies House
OC313929
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    44 Great Marlborough Street
    London
    W1F 7JL
    UNITED KINGDOM
    Phone
    +4402074403700
  • Complaints Contact

    44 Great Marlborough Street
    London
    W1F 7JL
    UNITED KINGDOM
    Phone
    +4402074403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • SEBASTIEN XAVIER GEORGES MAILLARD

    IRN SXM03121

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • Stephen John Fordham

    IRN SJF01225

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • Veronique Elisabeth Chapplow

    IRN VEC01013

    • CF30 Customer (29 Dec 2011 to 24 Apr 2013)
  • Vincent Georges Alphonse Steenman

    IRN VGS01011

    • SMF27 Partner (since 10 May 2022)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF11 Money Laundering Reporting (21 Jul 2010 to 31 Dec 2012)
    • CF10 Compliance Oversight (21 Jul 2010 to 31 Dec 2012)
    • CF30 Customer (21 Jul 2010 to 31 Dec 2012)
    • CF4 Partner (9 Jul 2010 to 31 Dec 2012)
  • Vincent Marie Rene Bourgeois

    IRN VMB01010

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (14 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (11 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.