Date authorised
1 August 2014
Companies House
08693210
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lancaster House
    Moorfield Close
    Yeadon
    Leeds
    LS19 7YA
    UNITED KINGDOM
    Phone
    +4403333239660
  • Complaints Contact

    Lancaster House
    Moorfield Close
    Yeadon
    Leeds
    LS19 7YA
    UNITED KINGDOM
    Phone
    +4403333239660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Evans

    IRN ADE00014

    • CF1 Director (AR) (20 Feb 2015 to 24 Oct 2019)
  • Andrew Elston

    IRN AXE01234

    • CF2 Non Executive Director (AR) (16 Jun 2018 to 20 Sep 2019)
  • Benjamin Thomas Smyth

    IRN BXS79722

    • CF3 Chief Executive (AR) (18 May 2020 to 13 May 2022)
  • Christian Frogner

    IRN CXF79696

    • CF1 Director (AR) (18 May 2020 to 13 May 2022)
  • Edward David Huston

    IRN EDH01024

    • CF1 Director (AR) (14 Sep 2015 to 11 Nov 2019)
  • Glen Manuel Aguilar-Millan

    IRN GMA01039

    • SMF9 Chair of the Governing Body (16 Sep 2020 to 1 Jan 2025)
    • CF2 Non Executive Director (AR) (29 Aug 2014 to 1 Jan 2025)
    • CF2 Non Executive Director (1 Aug 2014 to 8 Dec 2019)
  • Ian Gilbert

    IRN IXG14957

    • CF2 Non Executive Director (AR) (15 May 2019 to 11 Nov 2019)
  • John Brian Bibby

    IRN JBB01058

    • CF2 Non Executive Director (AR) (30 May 2018 to 11 Nov 2019)
  • Kris Lee

    IRN KXL23068

    • CF3 Chief Executive (AR) (5 Nov 2019 to 6 Mar 2020)
  • Leslie Archibald

    IRN LXA01490

    • CF1 Director (AR) (17 May 2018 to 2 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.