Date authorised
1 August 2014
Companies House
08693210
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lancaster House
    Moorfield Close
    Yeadon
    Leeds
    LS19 7YA
    UNITED KINGDOM
    Phone
    +4403333239660
  • Complaints Contact

    Lancaster House
    Moorfield Close
    Yeadon
    Leeds
    LS19 7YA
    UNITED KINGDOM
    Phone
    +4403333239660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew David Humm

    IRN MXH87883

    • SMF1 Chief Executive (since 15 Oct 2020)
    • Responsible for Insurance Distribution (since 15 Oct 2020)
  • Pasquale Leoni

    IRN PXL01599

    • CF2 Non Executive Director (15 Oct 2014 to 12 Mar 2018)
  • Rhodri Breeze

    IRN BXR01211

    • CF1 Director (1 Aug 2014 to 18 Oct 2017)
    • Responsible for Insurance Mediation (1 Aug 2014 to 18 Oct 2017)
    • CF3 Chief Executive (1 Aug 2014 to 18 Oct 2017)
  • Rupert Clarke

    IRN RXC00787

    • Director of firm who is not a certification employee or a SMF manager (since 8 Oct 2024)
  • Scott Lee Clay

    IRN SLC01135

    • CF1 Director (AR) (22 Aug 2014 to 23 Oct 2017)
  • Stuart Michael Taaffe

    IRN SMT01126

    • CF1 Director (AR) (16 Sep 2016 to 19 Oct 2018)
  • Timothy John Smyth

    IRN TJS01117

    • SMF9 Chair of the Governing Body (since 16 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Oct 2020)
    • Responsible for Insurance Mediation (13 Oct 2017 to 30 Sep 2018)
    • CF1 Director (13 Oct 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (AR) (26 Aug 2014 to 16 Oct 2020)
    • CF2 Non Executive Director (1 Aug 2014 to 13 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.