Date authorised
1 April 2013
Companies House
02174994
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Bond Court
    4th Floor
    Leeds
    LS1 2JZ
    UNITED KINGDOM
    Phone
    +441132441000
  • Complaints Contact

    Yfm Equity Partners Llp
    2 Bond Court
    Leeds
    LS1 2JZ
    UNITED KINGDOM
    Phone
    +441132441000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Johnson Owens

    IRN NJO01032

    • CF30 Customer (1 Nov 2007 to 2 Aug 2019)
    • CF27 Investment Management (18 Oct 2007 to 31 Oct 2007)
  • Nigel Mark Barraclough

    IRN NMB01049

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nigel Stuart Feirn

    IRN NSF01012

    • CF27 Investment Management (18 Jun 2002 to 27 Aug 2004)
  • Oliver Wheatley

    IRN OXW00056

    • [FCA CF] Client dealing (since 30 Mar 2026)
  • Ondrej Morris Okeke

    IRN OMO01007

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF27 Investment Management (22 Jun 2007 to 31 Oct 2007)
  • Paul Aaron Betts

    IRN PAB01363

    • CF30 Customer (11 Feb 2010 to 28 Feb 2010)
  • Paul Antony Gower

    IRN PAG01186

    • CF30 Customer (1 Nov 2007 to 2 Aug 2012)
    • CF27 Investment Management (31 Jan 2007 to 31 Oct 2007)
  • Paul Byron Baxter

    IRN PBB01051

    • CF30 Customer (12 Nov 2009 to 30 Apr 2013)
  • Paul David Cook

    IRN PDC01159

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2021)
    • CF10a CASS Oversight function (29 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 May 2016 to 8 Dec 2019)
    • CF1 Director (27 May 2016 to 8 Dec 2019)
  • Paul Francis Leonard

    IRN PFL01013

    • CF27 Investment Management (28 Feb 2002 to 16 May 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.