Date authorised
4 July 2016
Companies House
09415174
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983300
  • Complaints Contact

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983422

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Serge Jean Francois Harry

    IRN SXH25732

    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Siam Rafiee

    IRN SXR00500

    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Stephan Paul Atkins

    IRN SPA01060

    • [FCA CF] Material risk taker (31 Dec 2020 to 9 Jul 2021)
  • Thomas Rosser

    IRN TXR01333

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Timothy James Osborne Throsby

    IRN TJT01048

    • [FCA CF] Material risk taker (since 4 Jun 2024)
  • Timothy John Kuschill

    IRN TJK01052

    • CF2 Non Executive Director (4 Jul 2016 to 27 Jul 2017)
  • Yuhan Xia

    IRN YXX01017

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 15 Feb 2022)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Zarthustra Jal Amrolia

    IRN ZJA01001

    • SMF9 Chair of the Governing Body (since 31 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (4 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.