Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Jun 2024)
    • [FCA CF] Material risk taker (since 4 Jun 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 9 Sep 2016)
    • CF30 Customer (17 May 2010 to 6 Mar 2016)
    • CF29 Significant management (17 May 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 9 Sep 2016)
    • CF1 Director (1 Aug 2011 to 6 Mar 2016)
    • CF29 Significant management (17 May 2010 to 6 Mar 2016)
    • CF30 Customer (17 May 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.