Date authorised
4 July 2016
Companies House
09415174
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983300
  • Complaints Contact

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983422

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Andrew Bereza

    IRN BXP01659

    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF29 Significant management (4 Jul 2016 to 8 Dec 2019)
  • Pedro Miguel Almeida Serra Costa Vitoria

    IRN PMV01023

    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Peter James Cawley

    IRN PXC00267

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2023)
  • Raphael Christoph Marie Lescot

    IRN RXL00355

    • [FCA CF] Algorithmic trading (since 18 May 2023)
  • Renat Khabibullin

    IRN RXK01575

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Richard Vincent Charles Evans

    IRN RVE00005

    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • Ritesh Saigal

    IRN RXS03165

    • [FCA CF] Significant management (since 24 May 2023)
    • [FCA CF] Material risk taker (since 24 May 2023)
    • [FCA CF] Client dealing (since 24 May 2023)
    • CF30 Customer (8 Sep 2016 to 8 Dec 2019)
  • Robert Sebastian Bowles

    IRN RSB01170

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
  • Samuel Thomas Brook

    IRN SXB36288

    • [FCA CF] Client dealing (since 14 Apr 2025)
  • Sean Buckeridge

    IRN SXB00816

    • [FCA CF] Algorithmic trading (since 22 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.