XTB Limited

Date authorised
1 April 2013
Companies House
07227848
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 9,
    Office 9.14
    One Canada Square
    Canary Wharf
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442036953085
    Web
    https://www.xtb.com/en

  • Complaints Contact

    1 Canada Square
    Level 9
    Office 9.14
    Canary Wharf
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442036953085

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joshua Raymond

    IRN JXR01620

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Oct 2015 to 8 Dec 2019)
  • Juan Pablo Jutgla

    IRN JPJ01043

    • CF1 Director (5 Mar 2013 to 22 Aug 2013)
  • Kevin Barnes

    IRN KXB01707

    • CF11 Money Laundering Reporting (20 Dec 2011 to 7 Sep 2012)
  • Leslie Mark Warner

    IRN LMW01031

    • CF1 Director (29 Jun 2012 to 11 Oct 2012)
    • CF10 Compliance Oversight (30 Mar 2012 to 11 Oct 2012)
  • Malik Awais Khan

    IRN MAK01135

    • CF30 Customer (16 Jan 2012 to 11 Mar 2013)
  • Marcus James Ford

    IRN MJF01247

    • CF10a CASS Oversight function (7 Jun 2016 to 30 Apr 2018)
    • CF11 Money Laundering Reporting (11 Mar 2016 to 30 Apr 2018)
    • CF1 Director (11 Mar 2016 to 30 Apr 2018)
    • CF10 Compliance Oversight (11 Mar 2016 to 30 Apr 2018)
  • Pawel Ryszard Franczak

    IRN PRF01065

    • CF10 Compliance Oversight (13 Apr 2011 to 5 Apr 2012)
    • CF1 Director (13 Apr 2011 to 6 Oct 2014)
  • Piotr Karol Drzewiecki

    IRN PKD01018

    • CF3 Chief Executive (11 Mar 2013 to 30 May 2014)
    • CF1 Director (27 Jun 2012 to 30 May 2014)
  • Roksana Czech

    IRN RXC00408

    • [FCA CF] CASS oversight function (since 11 Aug 2021)
  • Suraj Patel

    IRN SXP02081

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2018 to 4 Jun 2019)
    • CF10a CASS Oversight function (22 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.