Suraj Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

XTB Limited
FRN 522157
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2018 to 4 Jun 2019)
- CF10a CASS Oversight function (22 May 2018 to 8 Dec 2019)
- CF1 Director (22 May 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (22 May 2018 to 8 Dec 2019)
Spread Co Limited (no longer approved here)
FRN 446677
- CF11 Money Laundering Reporting (13 Feb 2015 to 25 May 2016)
- CF30 Customer (14 Jan 2013 to 23 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.