XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Alexander Searle

  IRN MAS01558

  • [FCA CF] Manager of certification employee (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 4 Jan 2021)
• Mark Nathan Poyner

  IRN MNP01032

  • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
• Martin Philip Wilson

  IRN MPW01116

  • CF30 Customer (13 Mar 2013 to 8 Dec 2019)
• Matthew Plail

  IRN MXP02032

  • CF30 Customer (8 Sep 2011 to 8 Dec 2019)
• Matthew Rippon

  IRN MXR01776

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2020)
  • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
• Matthew Thomas Fossey

  IRN MXF00520

  • [FCA CF] Client dealing (since 28 Mar 2024)
• Michael Andrew Falcon

  IRN MAF01222

  • CF30 Customer (7 Oct 2016 to 15 Mar 2019)
• Michael Robert Arthur Ainslie

  IRN MRA01035

  • CF1 Director (15 Jan 2018 to 28 Jun 2019)
• Nicholas Harcourt Harvey

  IRN NHH01026

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2014 to 8 Dec 2019)
• Oliver Hugh Anthony

  IRN OXA00051

  • [FCA CF] Client dealing (8 Jun 2021 to 29 Jul 2022)

No changes recorded yet.