Date authorised
1 April 2013
Companies House
00089255
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144
  • Complaints Contact

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Land Vehicles, Motor vehicle liability, Railway rolling stock, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Charles Batten

    IRN MCB01110

    • SMF10 Chair of the Risk Committee (19 Jun 2019 to 8 Feb 2022)
    • SMF11 Chair of the Audit Committee (19 Jun 2019 to 8 Feb 2022)
  • Mark Goodale

    IRN MXG01174

    • CF28 Systems and controls (20 Jun 2013 to 25 Sep 2014)
    • CF3 Chief Executive (1 Jul 2006 to 25 Sep 2014)
    • CF8 Apportionment and Oversight (1 Jul 2006 to 25 Sep 2014)
    • CF1 Director (1 Jul 2006 to 25 Sep 2014)
  • Nicholas Philip Andrew Briggs

    IRN NXB09099

    • SMF2 Chief Finance (since 8 Aug 2022)
  • Nigel Anthony Sherry

    IRN NXS01241

    • CF2 Non Executive Director (24 Mar 2009 to 25 Sep 2014)
  • Oliver William Johnson

    IRN OWJ01002

    • CF2 Non Executive Director (5 Jul 2013 to 25 Sep 2014)
  • Paul Evan Oldham

    IRN PEO01006

    • CF2 Non Executive Director (1 Dec 2001 to 31 May 2008)
  • Philip Gray Bowden

    IRN PGB01047

    • CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Feb 2008)
  • Robert Moutray Richardson-Bunbury

    IRN RXR22371

    • SMF20 Chief Actuary (17 Dec 2019 to 31 May 2020)
  • Robert Peter James Randall

    IRN RPR01024

    • CF2 Non Executive Director (1 Jul 2004 to 31 Jan 2014)
  • Roger Clive Eastwood

    IRN RCE00016

    • CF11 Money Laundering Reporting (29 Feb 2008 to 30 Apr 2013)
    • CF10 Compliance Oversight (29 Feb 2008 to 30 Apr 2013)
    • CF28 Systems and controls (29 Feb 2008 to 30 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.