Date authorised
1 April 2013
Companies House
04839874
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005
  • Complaints Contact

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Alan Whiteley

    IRN MXW00369

    • SMF3 Executive Director (6 Jul 2021 to 30 Nov 2024)
  • Mark Richard Kennedy

    IRN MRK01045

    • SMF3 Executive Director (8 Jun 2022 to 22 Nov 2024)
    • [FCA CF] Significant management (29 Apr 2021 to 8 Jun 2022)
  • Matthew Frank Green

    IRN MFG01035

    • [FCA CF] Significant management (29 Apr 2021 to 1 Oct 2021)
  • Michael Andrew Bruce

    IRN MAB01282

    • [FCA CF] Significant management (22 Apr 2025 to 27 Mar 2026)
  • Michael James Clark

    IRN MJC01429

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2021)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (22 Apr 2025 to 27 Mar 2026)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (22 Apr 2025 to 27 Mar 2026)
  • Steven Colm Stennett

    IRN SXS01160

    • Responsible for Insurance Distribution (2 Oct 2024 to 31 Oct 2025)
    • SMF3 Executive Director (6 Feb 2024 to 31 Oct 2025)
    • SMF1 Chief Executive (6 Feb 2024 to 31 Oct 2025)
  • Stuart Mark Rouse

    IRN SMR01086

    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • Susan Claire Morley

    IRN SCM01112

    • CF2 Non Executive Director (3 Oct 2018 to 26 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.