Date authorised
1 April 2013
Companies House
04839874
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005
  • Complaints Contact

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Crispin F Coles

    IRN TCC01028

    • SMF9 Chair of the Governing Body (30 Apr 2024 to 28 Jun 2024)
    • SMF1 Chief Executive (13 Jul 2022 to 30 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2024)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.