Date authorised
1 April 2013
Companies House
04839874
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005
  • Complaints Contact

    D241 Dean Clough Mills
    Halifax
    West Yorkshire
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443330155005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Sweeney

    IRN AXS10597

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 14 Jul 2024)
  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (22 Apr 2025 to 27 Mar 2026)
  • Claire-Ann Milner

    IRN CXM01092

    • SMF3 Executive Director (23 Aug 2024 to 12 Sep 2025)
  • Colin Thompson

    IRN CXT01359

    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • Elizabeth James

    IRN EXJ00053

    • SMF3 Executive Director (since 26 Mar 2026)
    • Responsible for Insurance Distribution (since 26 Mar 2026)
  • Hayden David Tennant

    IRN HDT01006

    • SMF3 Executive Director (9 Dec 2019 to 21 May 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 May 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (22 Apr 2025 to 27 Mar 2026)
  • Jeremy Richard Adams

    IRN JRA01037

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2024)
    • CF2 Non Executive Director (18 Feb 2019 to 8 Dec 2019)
  • Joseph Maurice Boyd

    IRN JMB01354

    • SMF9 Chair of the Governing Body (since 12 Aug 2025)
  • Lisa Jane Humphries

    IRN LJH01149

    • Responsible for Insurance Distribution (16 Jun 2021 to 2 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2024)
    • CF1 Director (5 Feb 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.