Xconnect Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
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Complaints Contact
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Peter Ball
IRN DPB01060
- [FCA CF] Client dealing (since 9 Dec 2023)
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David Richard James Small
IRN DRS01081
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
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Dean John Tennant
IRN DXT00249
- [FCA CF] Client dealing (25 Jul 2022 to 29 Jun 2023)
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Dean Paul Rothon
IRN DPR01050
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
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Edward Antony Morrell
IRN EAM01095
- CF30 Customer (1 Oct 2008 to 30 Apr 2010)
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Edward Powell
IRN EGP01018
- CF30 Customer (19 May 2010 to 27 Dec 2012)
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Fiona Catherine Moldovan
IRN FCW01013
- CF30 Customer (6 Oct 2016 to 31 May 2017)
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Francis Alfred Buchan
IRN FXB01179
- CF30 Customer (5 Mar 2009 to 14 May 2010)
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Gary Paul MacMaster
IRN GPM01041
- CF30 Customer (30 Jan 2009 to 25 Sep 2009)
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Gary William Edward Hodges
IRN GWH01040
- CF30 Customer (4 Apr 2012 to 1 Nov 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
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Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
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Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
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Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
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FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.