Date authorised
1 April 2013
Companies House
03967717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Hylo
    105 Bunhill Row
    London
    EC1Y 8LZ
    UNITED KINGDOM
    Phone
    +4403330146683
  • Complaints Contact

    900 Pavilion Drive
    Northampton
    Northamptonshire
    NN4 7RG
    UNITED KINGDOM
    Phone
    +4403330146683

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Comley

    IRN PXC11461

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 2 Oct 2020)
    • CF11 Money Laundering Reporting (3 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (3 Apr 2019 to 8 Dec 2019)
  • Peter Bramwell Cartwright

    IRN PBC01034

    • CF2 Non Executive Director (19 Mar 2014 to 31 Oct 2015)
    • CF1 Director (22 Jul 2013 to 14 Mar 2014)
  • Peter Lawrence Burrows

    IRN PLB01038

    • CF2 Non Executive Director (1 Jul 2008 to 3 Nov 2010)
  • Philip Douglas Burgoyne Zeidler

    IRN PDZ01000

    • CF2 Non Executive Director (27 Mar 2015 to 15 Jul 2016)
  • Philip Williams

    IRN PXW00171

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Philipa Jane Smith

    IRN PXS00626

    • [FCA CF] Significant management (9 Jan 2023 to 18 Nov 2024)
  • Ralph Gerhard Arnold

    IRN RGA01041

    • CF2 Non Executive Director (5 Nov 2008 to 17 Jul 2013)
  • Robin Michael Heming Gilkes

    IRN RMG01036

    • CF1 Director (21 Oct 2009 to 13 May 2010)
    • CF29 Significant management (21 Oct 2009 to 17 Jul 2013)
    • Responsible for Insurance Mediation (21 Oct 2009 to 17 Jul 2013)
    • CF2 Non Executive Director (26 Nov 2008 to 21 Oct 2009)
  • Ruth Owen

    IRN RXO00105

    • [FCA CF] Significant management (since 1 May 2021)
  • Scott Jonathan Gregory

    IRN SXG00003

    • SMF2 Chief Finance (since 18 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.