WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren James Parker

  IRN DJP00018

  • CF30 Customer (16 Mar 2015 to 30 Nov 2018)
• Darren Nightingale

  IRN DXN01187

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
  • [FCA CF] Client dealing (since 15 Nov 2022)
• David Bebb

  IRN DXB02087

  • CF30 Customer (5 Oct 2015 to 4 Nov 2016)
• David Bostock

  IRN DXB00388

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
• David Briggs-Jones

  IRN DXB01208

  • [FCA CF] Manager of certification employee (since 28 Nov 2025)
• David Canning

  IRN DXC00029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
• David Edward Young

  IRN DEY01010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
• David Graham Everest

  IRN DGE00003

  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• David Hayman Yates

  IRN DHY01001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• David Hirons

  IRN DXH00101

  • CF30 Customer (1 Apr 2016 to 12 Aug 2019)

No changes recorded yet.