Date authorised
1 April 2013
Companies House
03080528
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +4401727843686
  • Complaints Contact

    Second Floor
    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +441727843686

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Potash

    IRN AXP11314

    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2020)
    • CF1 Director (28 Mar 2019 to 8 Dec 2019)
  • Brian Steven Luckhurst

    IRN BSL00006

    • CF29 Significant management (1 Nov 2007 to 10 Feb 2015)
    • CF28 Systems and controls (1 Nov 2007 to 10 Feb 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 10 Feb 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Feb 2015)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 10 Feb 2015)
    • CF1 Director (14 Jan 2005 to 10 Feb 2015)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Dudley Rowland

    IRN DXR01976

    • CF1 Director (5 Apr 2018 to 4 Jan 2019)
  • Geoffrey Sidney Clark

    IRN GSC01097

    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2020)
    • CF1 Director (16 Jul 2015 to 8 Dec 2019)
  • Jeremy Hitzig

    IRN JXH03062

    • CF1 Director (30 Mar 2018 to 4 Jan 2019)
  • John Benjamin McPherson

    IRN JBM01078

    • CF1 Director (15 Oct 2014 to 13 Dec 2017)
  • John Jennings

    IRN JXJ00175

    • Director of firm who is not a certification employee or a SMF manager (since 23 Nov 2021)
  • Jonathan Richard Wilkinson

    IRN JRW01279

    • CF1 Director (AR) (since 18 Dec 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (12 Dec 2014 to 28 Oct 2019)
    • CF3 Chief Executive (12 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Dec 2014 to 30 Sep 2018)
    • CF1 Director (12 Dec 2014 to 8 Dec 2019)
  • Kevin John Luckhurst

    IRN KJL00028

    • CF1 Director (14 Jan 2005 to 10 Feb 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Feb 2015)
  • Mark Kissick

    IRN MXK02911

    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2020)
    • CF1 Director (30 Mar 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.