Date authorised
1 April 2013
Companies House
03080528
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +4401727843686
  • Complaints Contact

    Second Floor
    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +441727843686

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Christopher Luckhurst

    IRN MCL01065

    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2020)
    • CF1 Director (15 Oct 2014 to 8 Dec 2019)
  • Peter Garvey

    IRN PXG00249

    • Director of firm who is not a certification employee or a SMF manager (since 23 Nov 2021)
  • Scott Potash

    IRN SXP11313

    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2020)
    • CF1 Director (21 Feb 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.