Worldwide Financial Planning Ltd

• Principal Place of Business

  Heron House

  Newham Road

  Truro

  Cornwall

  TR1 2DP

  UNITED KINGDOM

  Phone

  +4401872222422

  Web

  https://www.wwfp.net

• Complaints Contact

  Heron House

  Newham Road

  Truro

  Cornwall

  TR1 2DP

  UNITED KINGDOM

  Phone

  +4401872222422

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• James Anthony Barclay

  IRN JAB01508

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jul 2021)
  • CF10 Compliance Oversight (4 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 May 2018 to 8 Dec 2019)
• John Anthony Roe

  IRN JAR00002

  • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Kathryn Sarah Stephen

  IRN KSS01086

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
  • CF30 Customer (3 May 2018 to 8 Dec 2019)
• Lynne Marie Williams

  IRN LMW01069

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2024)
  • CF30 Customer (16 Jan 2012 to 8 Dec 2019)
• Mary Patricia Rogan

  IRN MPR01072

  • SMF3 Executive Director (13 Feb 2023 to 16 Jan 2024)
  • Responsibility for MCD Intermediation (13 Feb 2023 to 16 Jan 2024)
  • SMF16 Compliance Oversight (13 Feb 2023 to 16 Jan 2024)
  • Responsible for Insurance Distribution (13 Feb 2023 to 16 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2023 to 16 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2022 to 16 Jan 2024)
  • [FCA CF] Significant management (1 Oct 2022 to 16 Jan 2024)
• Matthew Dewhurst

  IRN MXD01978

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF29 Significant management (30 Jun 2011 to 8 Dec 2019)
• Matthew John Higham

  IRN MJH01255

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2024)
  • Responsible for Insurance Mediation (23 Aug 2017 to 1 Mar 2018)
  • CF11 Money Laundering Reporting (23 Aug 2017 to 1 Mar 2018)
  • CF10 Compliance Oversight (23 Aug 2017 to 1 Mar 2018)
  • CF1 Director (23 Aug 2017 to 1 Mar 2018)
  • Responsibility for MCD Intermediation (23 Aug 2017 to 1 Mar 2018)
  • CF30 Customer (19 Jun 2008 to 8 Dec 2019)
• Neil Colin Chamberlain

  IRN NCC01040

  • Responsibility for MCD Intermediation (21 Mar 2016 to 21 Jul 2017)
  • Responsible for Insurance Mediation (3 Jan 2006 to 21 Jul 2017)
  • CF11 Money Laundering Reporting (3 Jan 2006 to 21 Jul 2017)
  • CF10 Compliance Oversight (3 Jan 2006 to 21 Jul 2017)
  • CF1 Director (3 Jan 2006 to 21 Jul 2017)
• Neil John Lemon

  IRN NJL00011

  • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
  • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Dec 2006)
• Neil Thomas Bullen

  IRN NTB00002

  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • CF22 Investment Adviser (Trainee) (30 May 2007 to 31 Oct 2007)

No changes recorded yet.