Matthew John Higham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Worldwide Financial Planning Ltd (no longer approved here)

    FRN 440668

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2024)
    • CF11 Money Laundering Reporting (23 Aug 2017 to 1 Mar 2018)
    • CF1 Director (23 Aug 2017 to 1 Mar 2018)
    • CF10 Compliance Oversight (23 Aug 2017 to 1 Mar 2018)
    • Responsibility for MCD Intermediation (23 Aug 2017 to 1 Mar 2018)
    • Responsible for Insurance Mediation (23 Aug 2017 to 1 Mar 2018)
    • CF30 Customer (19 Jun 2008 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 20 Aug 2008)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Mar 2006 to 8 Feb 2007)
  • HC Financial Services Limited (no longer approved here)

    FRN 440019

    • Employed By (27 Oct 2005 to 19 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.