WOODWARD MARKWELL FINANCIAL ADVISERS LTD

• Principal Place of Business

  Friars House

  2 Falcon Street

  Ipswich

  Suffolk

  IP1 1SL

  UNITED KINGDOM

  Phone

  +4401473408422

  Web

  https://www.woodwardmarkwell.co.uk

• Complaints Contact

  Friars House

  2 Falcon Street

  Ipswich

  Suffolk

  IP1 1SL

  UNITED KINGDOM

  Phone

  +4401473408422

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Kevin Daines

  IRN OXD46311

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2025)
• Peter John Hutchings

  IRN PJH00010

  • CF30 Customer (13 May 2010 to 30 Jun 2019)
  • CF24 Pension Transfer Specialist (25 Jul 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Jul 2003 to 31 Oct 2007)
• Rachel Elizabeth Fortescue

  IRN REF01036

  • SMF3 Executive Director (since 16 Feb 2023)
• Raymond Henry Winsley

  IRN RHW00002

  • CF30 Customer (22 Nov 2007 to 1 Dec 2008)
• Ronald Peter Clive Barfield

  IRN RPB00044

  • CF1 Director (1 Dec 2001 to 23 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2007)
• Shawn Pearce

  IRN SXP01103

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
• Stephen James Buckle

  IRN SJB01531

  • CF30 Customer (21 May 2010 to 6 Aug 2010)
• Thomas Edward Crowther

  IRN TXC08477

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 11 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
• Toni Vincent-Panich

  IRN TXV01145

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
  • CF1 Director (1 May 2018 to 8 Dec 2019)

No changes recorded yet.