WISDOMTREE UK LIMITED

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402074484330

  Web

  https://www.wisdomtree.eu

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402074484330

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• PARIS KOMINOS

  IRN PXK01853

  • [FCA CF] Client dealing (9 Dec 2020 to 9 Dec 2022)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• PAWAN SHARMA

  IRN PXS02790

  • CF30 Customer (5 Feb 2016 to 11 Jul 2019)
• Peter Lidblom

  IRN HPL01011

  • CF30 Customer (13 Aug 2013 to 20 Jun 2017)
• Peter Ziemba

  IRN PXZ01062

  • CF2 Non Executive Director (14 Aug 2019 to 8 Dec 2019)
  • CF1 Director (12 Apr 2018 to 14 Aug 2019)
• Philippe Roset

  IRN PXR01629

  • CF30 Customer (13 Aug 2013 to 19 Nov 2015)
• Pierre Sebastien Debru

  IRN PSD01069

  • [FCA CF] Manager of certification employee (since 9 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
• Rachel Ilona Kersey-Brown

  IRN RIK01012

  • CF30 Customer (13 Aug 2013 to 12 Jun 2015)
• Rafi Aviav

  IRN RXA00136

  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
• Rahul Bhushan

  IRN RXB02054

  • CF30 Customer (22 Jul 2016 to 19 Mar 2018)
• Ravinder Azad

  IRN RXA00137

  • [FCA CF] Manager of certification employee (since 9 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2020)

No changes recorded yet.