Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John Adam Crowe

  IRN MJC01672

  • [FCA CF] Client dealing (1 Aug 2020 to 21 May 2021)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• Michael John Clark

  IRN MJC01470

  • CF26 Customer Trading (15 Mar 2006 to 31 Mar 2006)
  • CF21 Investment Adviser (15 Mar 2006 to 31 Mar 2006)
• Michael Neumann

  IRN MXN01796

  • [FCA CF] Client dealing (since 21 Oct 2024)
• Michael Noel Schmidt

  IRN MNS01035

  • CF30 Customer (1 Nov 2007 to 2 Mar 2011)
  • CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
  • CF26 Customer Trading (12 Apr 2005 to 31 Oct 2007)
• Michael Villaverde

  IRN MXV01116

  • [FCA CF] Client dealing (17 Jul 2020 to 20 Mar 2023)
• Miles Grant Joule Stovold

  IRN MGS01082

  • [FCA CF] Client dealing (7 Mar 2024 to 25 Feb 2025)
• Mitesh Patel

  IRN MXP14494

  • CF30 Customer (8 May 2019 to 7 Jun 2019)
• Naseem Vora

  IRN NXV01063

  • CF30 Customer (1 Nov 2007 to 2 Mar 2010)
  • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 31 Oct 2007)
• Nicholas James Saunders

  IRN NJS01169

  • SMF3 Executive Director (since 8 Jan 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF29 Significant management (18 Dec 2015 to 8 Dec 2019)
  • CF28 Systems and controls (12 Mar 2015 to 10 Dec 2015)
• Nicholas Thomas-Peter

  IRN NXT08522

  • [FCA CF] Material risk taker (since 15 Sep 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Nov 2018 to 8 Dec 2019)

No changes recorded yet.