Wiltshire Friendly Society Limited

• Principal Place of Business

  Wiltshire Friendly Society

  3 Holloway House

  Epsom Square

  White Horse Business Park

  Trowbridge

  Wiltshire

  BA14 0XG

  UNITED KINGDOM

  Phone

  +4401225752120

  Web

  https://www.wiltshirefriendly.com

• Complaints Contact

  Wiltshire Friendly Society

  3 Holloway House

  Epsom Square

  White Horse Business Park

  Trowbridge

  Wiltshire

  BA14 0XG

  UNITED KINGDOM

  Phone

  +4401225752120

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Permanent health

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Humphrey Julian Long

  IRN HJL00002

  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Ian Edward Sands

  IRN IES00006

  • CF2 Non Executive Director (6 Feb 2003 to 13 Nov 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 18 Nov 2002)
  • CF3 Chief Executive (1 Dec 2001 to 6 Feb 2003)
• John Dennis Sanders

  IRN JDS00053

  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 31 Oct 2016)
  • Responsible for Insurance Mediation (15 Aug 2008 to 31 Oct 2016)
  • CF1 Director (15 Aug 2008 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (6 Feb 2003 to 31 Oct 2016)
  • CF3 Chief Executive (6 Feb 2003 to 6 Mar 2016)
  • CF10 Compliance Oversight (22 Nov 2002 to 3 Mar 2008)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Jonathan Simon Gratland

  IRN JSG01127

  • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • SIMF25 Small Insurer Senior Manager (1 Nov 2016 to 9 Dec 2018)
• Juliette Imogen Astley Marsh

  IRN JXA14025

  • Director of firm who is not a certification employee or a SMF manager (9 May 2022 to 31 May 2025)
  • [FCA CF] Significant management (1 Jan 2022 to 8 May 2022)
• Kenneth John Fuller

  IRN KJF00008

  • CF2 Non Executive Director (1 Dec 2001 to 31 Jan 2005)
• Lee Davis

  IRN LXD00002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
  • SMF16 Compliance Oversight (since 10 Dec 2018)
  • CF10 Compliance Oversight (3 Mar 2008 to 9 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 9 Dec 2018)
  • CF22 Investment Adviser (Trainee) (27 Jun 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (27 Jun 2006 to 9 Dec 2018)
• Leonard Stanley Paul

  IRN LSP01025

  • [FCA CF] Significant management (9 Dec 2019 to 15 Jun 2021)
  • CF2 Non Executive Director (28 Jul 2011 to 6 Mar 2016)
• Lindsay Gail Unwin

  IRN LGU01000

  • CF12 Actuarial (13 Sep 2006 to 9 Dec 2008)
  • CF12A With-Profits Actuary (13 Sep 2006 to 9 Dec 2008)
• Margaret Anne Pedder

  IRN MAP01262

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • CF2 Non Executive Director (24 Jun 2009 to 6 Mar 2016)

• Wessex Association of Chambers of Commerce

  FRN 597319 · Appointed 26 Mar 2015

• Fredericks Foundation (no longer appointed)

  FRN 716564 · Appointed 14 Sep 2015 · Until 30 Mar 2017

No changes recorded yet.