Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wiltshire Friendly Society Limited
FRN 110053
- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- CF10 Compliance Oversight (3 Mar 2008 to 9 Dec 2018)
- CF30 Customer (1 Nov 2007 to 9 Dec 2018)
- CF11 Money Laundering Reporting (27 Jun 2006 to 9 Dec 2018)
- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.