Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Patrick Hearn

    IRN SPH01112

    • CF3 Chief Executive (2 Jul 2012 to 25 Jun 2015)
    • Responsible for Insurance Mediation (2 Jul 2012 to 25 Jun 2015)
    • CF1 Director (29 Oct 2010 to 25 Jun 2015)
  • Stephen Wood

    IRN SXW01585

    • CF28 Systems and controls (1 Jan 2008 to 8 May 2013)
    • CF1 Director (1 Jan 2008 to 30 Jan 2014)
    • CF1 Director (AR) (19 Dec 2007 to 29 Jan 2016)
  • Steven James Alcock

    IRN SXA01517

    • SMF2 Chief Finance (since 4 Dec 2025)
  • Stuart William Sinclair

    IRN SWS01030

    • SMF9 Chair of the Governing Body (since 14 Dec 2020)
    • SMF13 Chair of the Nominations Committee (since 14 Dec 2020)
    • Director of firm who is not a certification employee or a SMF manager (11 Mar 2020 to 14 Dec 2020)
  • Sudhir Mahadevapura

    IRN SXM07116

    • CF1 Director (AR) (since 11 Oct 2018)
  • Susan Jane Barnes

    IRN SXB00935

    • [FCA CF] Manager of certification employee (6 Feb 2023 to 6 Jun 2024)
    • [FCA CF] Significant management (26 May 2022 to 6 Jun 2024)
  • Susan Smith

    IRN SXS01624

    • CF29 Significant management (6 Jan 2014 to 2 Nov 2016)
  • Thomas Anthony Bartleet

    IRN TAB01072

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2008)
    • CF1 Director (5 Jan 2006 to 31 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Thomas Colraine

    IRN TXC01270

    • CF3 Chief Executive (15 May 2006 to 1 Dec 2006)
    • CF1 Director (15 May 2006 to 1 Dec 2006)
    • CF8 Apportionment and Oversight (15 May 2006 to 1 Dec 2006)
  • Thomas Fraser Webb

    IRN TXW06343

    • SMF24 Chief Operations (since 28 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Mar 2022)
    • CF1 Director (AR) (21 Sep 2018 to 4 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.