Willis Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sarah Joan Turvill
IRN SJT01243
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2023)
- CF2 Non Executive Director (15 Apr 2014 to 8 Dec 2019)
Sarah Louise Coffey
IRN SXC00275
- [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2024)
Scott Lee Randall
IRN SXR00168
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
Sean William Morley
IRN SXM04501
- [FCA CF] Significant management (10 Jun 2024 to 13 Apr 2026)
Shirley Marie Joanne Girling
IRN SXG00156
- [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2022)
Simon Smith
IRN SXS04830
- CF1 Director (AR) (18 Apr 2017 to 12 Jun 2018)
Simon William Gaffney
IRN SWG01038
- CF1 Director (13 May 2014 to 1 Oct 2015)
Simon, Mark Delchar
IRN SMD01154
- [FCA CF] Significant management (14 Oct 2024 to 27 Feb 2026)
Stephen Gerald Maycock
IRN SGM01080
- CF1 Director (14 Jan 2005 to 31 Dec 2007)
Stephen James Ramsay
IRN SJR01225
- CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.