Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Heydon Gayner

    IRN RHG01038

    • CF1 Director (14 Jan 2005 to 31 Mar 2007)
  • Robert John Hadgraft

    IRN RXH00502

    • CF1 Director (AR) (since 28 Jun 2024)
    • [FCA CF] Significant management (since 7 Apr 2022)
  • Rodney Pennington Baker-Bates

    IRN RPB01052

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Aug 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (15 Aug 2011 to 8 Dec 2019)
  • Roland William Robert Avery

    IRN RWA01020

    • CF29 Significant management (1 Nov 2007 to 13 Nov 2014)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Rosemary Cheryl Evans

    IRN RXE00221

    • CF1 Director (AR) (since 28 Feb 2026)
  • Rosemary Hilary

    IRN RXH01915

    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (6 Oct 2016 to 8 Dec 2019)
  • Rowan Malcolm Douglas

    IRN RMD01079

    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
  • Roza Watson

    IRN RXW01872

    • [FCA CF] Significant management (8 Feb 2024 to 6 Jul 2025)
  • Sarah Elizabeth Mee

    IRN SEM01158

    • CF28 Systems and controls (1 Nov 2016 to 23 Jun 2018)
  • Sarah Helen Corden

    IRN SXC03227

    • [FCA CF] Significant management (since 13 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Willis Re Limited (no longer appointed)

    FRN 955213 · Appointed 21 Jul 2021 · Until 29 Jul 2021

  • Consil Limited (no longer appointed)

    FRN 925913 · Appointed 11 May 2020 · Until 6 Feb 2026

  • CPMC Surveying Ltd (no longer appointed)

    FRN 819961 · Appointed 31 Aug 2018 · Until 25 Jul 2024

  • Lewis Link Limited (no longer appointed)

    FRN 804630 · Appointed 21 Mar 2018 · Until 10 Dec 2020

  • Nicholas Whittle (no longer appointed)

    FRN 779847 · Appointed 2 Mar 2018 · Until 6 Mar 2019

  • Mr Michael Budd (no longer appointed)

    FRN 747752 · Appointed 23 May 2016 · Until 28 Feb 2017

  • Bracewell Limited (no longer appointed)

    FRN 743251 · Appointed 6 Apr 2016 · Until 16 Sep 2019

  • 96 Club Limited (no longer appointed)

    FRN 732904 · Appointed 20 Jan 2016 · Until 21 Apr 2017

  • SSPG Limited (no longer appointed)

    FRN 732903 · Appointed 20 Jan 2016 · Until 18 Jan 2017

  • Banner Property Services Limited (no longer appointed)

    FRN 718596 · Appointed 29 Sep 2015 · Until 5 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.