Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Heydon Gayner

    IRN RHG01038

    • CF1 Director (14 Jan 2005 to 31 Mar 2007)
  • Robert John Hadgraft

    IRN RXH00502

    • CF1 Director (AR) (since 28 Jun 2024)
    • [FCA CF] Significant management (since 7 Apr 2022)
  • Rodney Pennington Baker-Bates

    IRN RPB01052

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Aug 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (15 Aug 2011 to 8 Dec 2019)
  • Roland William Robert Avery

    IRN RWA01020

    • CF29 Significant management (1 Nov 2007 to 13 Nov 2014)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Rosemary Cheryl Evans

    IRN RXE00221

    • CF1 Director (AR) (since 28 Feb 2026)
  • Rosemary Hilary

    IRN RXH01915

    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (6 Oct 2016 to 8 Dec 2019)
  • Rowan Malcolm Douglas

    IRN RMD01079

    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
  • Roza Watson

    IRN RXW01872

    • [FCA CF] Significant management (8 Feb 2024 to 6 Jul 2025)
  • Sarah Elizabeth Mee

    IRN SEM01158

    • CF28 Systems and controls (1 Nov 2016 to 23 Jun 2018)
  • Sarah Helen Corden

    IRN SXC03227

    • [FCA CF] Significant management (since 13 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.