WESTFIELD SPECIALTY MANAGING AGENCY LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Rosemary Diane Silverman
IRN RDS01138
- CF10 Compliance Oversight (2 Jul 2012 to 15 Jul 2013)
- CF11 Money Laundering Reporting (2 Jul 2012 to 15 Jul 2013)
Ross MacDonald
IRN RXM00260
- [PRA CF] Key function holder (since 14 Oct 2020)
Ruth Ann Erasmus
IRN RAE01094
- CF11 Money Laundering Reporting (4 Nov 2009 to 22 Oct 2010)
Ruth Elizabeth Roberts
IRN RER01036
- CF29 Significant management (30 Jun 2010 to 20 May 2011)
Ryan Jonathan Abbott Barnes
IRN RJB01601
- [PRA CF] Key function holder (10 Dec 2018 to 12 Jun 2024)
Sanjiv Chandaria
IRN SXC02844
- SMF10 Chair of the Risk Committee (since 19 Nov 2021)
Seema Bradbury
IRN SXB14221
- SMF4 Chief Risk (21 Oct 2019 to 22 Oct 2021)
Stephen Gordon Eccles
IRN SGE01019
- SMF23 Chief Underwriting Officer (10 Dec 2018 to 25 Jul 2019)
- SIMF22 Chief Underwriting Officer Function (20 Apr 2018 to 9 Dec 2018)
Stephen Terence O'Gorman
IRN STO00010
- [PRA CF] Key function holder (10 Dec 2018 to 30 Apr 2020)
Timothy John Miller
IRN TJM01210
- CF28 Systems and controls (2 Jul 2012 to 15 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Ariel Re UK Limited (no longer appointed)
FRN 938706 · Appointed 17 Nov 2020 · Until 23 May 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.