West Bromwich Building Society
- FRN
- 104877
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +441215257070
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Complaints Contact
West Bromwich Bldg Soc, 2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +4401217967860
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Loan Servicing
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jaspal Binag
IRN JXB00263
- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 May 2006 to 16 Oct 2006)
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Jatinder Kaur Flora
IRN JXF48899
- [FCA CF] Functions requiring qualifications (4 Sep 2023 to 24 Nov 2023)
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Jayne Lesley Hill
IRN JLH01097
- CF10 Compliance Oversight (27 Aug 2002 to 25 Nov 2002)
- CF11 Money Laundering Reporting (27 Aug 2002 to 25 Nov 2002)
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Jeremy Charles Timmins
IRN JCT00009
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
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Joanne Eyland
IRN JXE87811
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Apr 2016)
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John Andrew Bywater
IRN JAB01413
- CF2 Non Executive Director (4 Oct 2006 to 31 Dec 2009)
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John Brent McIntosh
IRN JBM00022
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
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John Charles Mackin
IRN JCM00048
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
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John David Ainley
IRN JDA01018
- CF2 Non Executive Director (13 May 2011 to 17 May 2014)
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John David Cross
IRN JDC00011
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.