Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Amelia McLoughlin
IRN AXM01010
- [FCA CF] Client dealing (9 Dec 2021 to 14 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2021 to 14 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2021 to 14 Sep 2023)
Amelie Smith
IRN AXS01365
- [FCA CF] Material risk taker (9 Dec 2022 to 17 Jun 2023)
Andrew Carr
IRN AXC00111
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Andrew David Thompson
IRN ADT00002
- CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2003)
Andrew Earl
IRN ARE00009
- CF21 Investment Adviser (1 Dec 2001 to 9 Mar 2004)
Andrew Gilbert Mackay Nimmo
IRN AGN00005
- CF21 Investment Adviser (20 Mar 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (28 Jun 2002 to 20 Mar 2003)
Andrew Howard Clifford
IRN AHC00003
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Andrew James D'Arcy
IRN AJD01227
- CF8 Apportionment and Oversight (15 Jan 2009 to 31 Mar 2009)
Andrew James Dickinson
IRN AJD00049
- CF21 Investment Adviser (24 Oct 2002 to 24 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
Andrew James Spillane
IRN AJS00131
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.