Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Charles Keefe
IRN KCK00001
- CF21 Investment Adviser (26 Mar 2002 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2002)
Kenneth Derek Hogg
IRN KDH01034
- CF16 Significant Mgt (Desgntd Investment Business) (14 Mar 2005 to 14 Mar 2005)
Kevin Christopher O'Brien
IRN KCO00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Kevin Mark Barlow
IRN KXB00083
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Kevin Mitchell
IRN KXM00126
- CF21 Investment Adviser (24 May 2002 to 18 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
Kevin O'Neill
IRN KXO00009
- CF21 Investment Adviser (3 Dec 2003 to 29 Oct 2004)
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 3 Dec 2003)
Kostakis Savvides
IRN KXS00038
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
Lara Vincent
IRN LXV00069
- [FCA CF] Client dealing (9 Dec 2023 to 4 Dec 2024)
- [FCA CF] Material risk taker (9 Dec 2023 to 4 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2023 to 4 Dec 2024)
Laurence Justin Gould
IRN LJG00010
- CF22 Investment Adviser (Trainee) (1 Aug 2002 to 23 Mar 2003)
Lee James Hall
IRN LJH00012
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.