Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Francis Mulenga Musonda
IRN FXM00050
- CF21 Investment Adviser (1 Jul 2002 to 7 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Francis Paul Bowditch
IRN FPB00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2003)
Frank William Brooks
IRN FWB01006
- CF1 Director (AR) (11 Aug 2003 to 5 Jul 2005)
- CF1 Director (1 Dec 2001 to 5 Jul 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 5 Jul 2005)
Gareth Huw Green
IRN GHG01011
- CF14 Risk Assessment (30 Jan 2006 to 24 Jan 2007)
- CF15 Internal Audit (30 Jan 2006 to 24 Jan 2007)
- CF11 Money Laundering Reporting (27 Jul 2003 to 24 Jan 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 24 Jan 2007)
Gary Dixon
IRN GXD01117
- Director of firm who is not a certification employee or a SMF manager (since 14 Dec 2023)
Gary Dunn
IRN GXD00029
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Gary Waters
IRN GXW00081
- CF22 Investment Adviser (Trainee) (19 Oct 2002 to 14 Jan 2005)
Gary Wright
IRN GXW00093
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Gaynor Ann Colbourn
IRN GAC00035
- CF21 Investment Adviser (6 Aug 2002 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (12 Jan 2002 to 6 Aug 2002)
Genevieve Marianna Rose Kangurs
IRN GXK00021
- [FCA CF] Material risk taker (11 Dec 2020 to 31 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.