Gary Waters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (15 Jun 2010 to 6 Jul 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (11 Mar 2005 to 14 Dec 2006)
- CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2002)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF22 Investment Adviser (Trainee) (14 Jan 2005 to 20 Jan 2005)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF22 Investment Adviser (Trainee) (19 Oct 2002 to 14 Jan 2005)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF22 Investment Adviser (Trainee) (19 Oct 2002 to 14 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.