Wesleyan Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Hall
IRN DXH00493
- [FCA CF] Material risk taker (since 22 Aug 2021)
David Henderson
IRN DXH00161
- CF21 Investment Adviser (17 Aug 2002 to 14 May 2003)
David Henry Howe
IRN DHH00011
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
David James Brookshaw
IRN DJB00119
- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
David John Kelley
IRN DXK00059
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Apr 2002)
David John Mills
IRN DJM00200
- CF21 Investment Adviser (5 Feb 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 5 Feb 2004)
David John Pearce
IRN DJP00063
- CF21 Investment Adviser (7 Dec 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Dec 2004)
David Kerr Sullivan
IRN DKS00001
- CF21 Investment Adviser (26 Nov 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 26 Nov 2003)
David Lawrence Clapham
IRN DLC00014
- CF21 Investment Adviser (4 Jan 2002 to 5 Jan 2002)
David Lloyd Charles Forester
IRN DLF00003
- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.