WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Gerard De Rosa

    IRN MGD00032

    • CF30 Customer (4 Apr 2013 to 3 Dec 2013)
  • Michael Gerard Halton

    IRN MGH00014

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Nov 2003 to 8 Nov 2005)
  • Michael Gilhooley

    IRN MXG00040

    • CF21 Investment Adviser (28 Jul 2005 to 7 Sep 2005)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 28 Jul 2005)
  • Michael Gwyn Lewis

    IRN MGL01023

    • CF8 Apportionment and Oversight (8 Jun 2005 to 31 Mar 2009)
    • CF1 Director (8 Jun 2005 to 31 Dec 2010)
  • Michael James Banting

    IRN MJB00131

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Michael James Johnson

    IRN MJJ01131

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (24 Feb 2016 to 8 Dec 2019)
  • Michael James Keith

    IRN MJK00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2021)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • Michael John Fryer

    IRN MXF00096

    • CF30 Customer (1 Nov 2007 to 3 Mar 2014)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 10 May 2005)
  • Michael John Hocking

    IRN MJH00090

    • CF16 Significant Mgt (Desgntd Investment Business) (5 Mar 2003 to 13 Dec 2004)
  • Michael John McGlinchey

    IRN MJM01398

    • CF30 Customer (10 Mar 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.