WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Keefe

    IRN SXK13689

    • CF30 Customer (10 Apr 2019 to 28 Oct 2019)
  • Shaun Michael Williams

    IRN SMW00020

    • CF21 Investment Adviser (31 May 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 31 May 2007)
  • Shaun Thomas

    IRN SXT11681

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2020)
    • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
  • Shauna Speight

    IRN SVS01017

    • CF30 Customer (14 Jan 2013 to 1 May 2018)
  • Sheena Davies

    IRN SXD00021

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
  • Shehzi Soomro

    IRN SXS02980

    • CF30 Customer (20 Aug 2018 to 24 Sep 2019)
  • Sheila Catherine Morrison Wynne

    IRN SCM00046

    • CF21 Investment Adviser (9 Jun 2006 to 10 Apr 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 9 Jun 2006)
  • Shelley Woodrow

    IRN SXK02061

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2020)
    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • Shireen Khaliq

    IRN SXK09895

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2022)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • Sian Bird

    IRN SXB02348

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 Aug 2011 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.