WESLEYAN FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Wesleyan

  Colmore Circus Queensway

  Birmingham

  B4 6AR

  UNITED KINGDOM

  Phone

  +4401212009711

  Web

  https://www.wesleyan.co.uk

• Complaints Contact

  Colmore Circus

  Queensway

  Birmingham

  West Midlands

  B4 6AR

  UNITED KINGDOM

  Phone

  +4401212009639

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Collection

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Cross

  IRN GXC01385

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (24 Nov 2010 to 25 Jan 2017)
• Gareth Huw Green

  IRN GHG01011

  • CF15 Internal Audit (30 Jan 2006 to 24 Jan 2007)
  • CF14 Risk Assessment (30 Jan 2006 to 24 Jan 2007)
  • CF11 Money Laundering Reporting (5 Jan 2004 to 24 Jan 2007)
• Gareth Keith Brazier

  IRN GKB01035

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2021)
  • CF30 Customer (22 Mar 2016 to 8 Dec 2019)
• Gareth Owen Saunders

  IRN GOS01002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 14 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
  • [FCA CF] Client dealing (30 Jun 2021 to 22 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Apr 2021)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Gareth Roberts

  IRN GXR00033

  • CF30 Customer (9 Apr 2008 to 4 May 2012)
• Gareth Thomas Evans

  IRN GTE00006

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2023)
  • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
• Garry John Ibison

  IRN GJI00003

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
• Garry John Pilkington

  IRN GJP00002

  • CF30 Customer (7 Jul 2009 to 31 Aug 2010)
• Gary Anthony Mellon

  IRN GAM00023

  • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 31 Dec 2006)
• Gary Dixon

  IRN GXD01117

  • SMF11 Chair of the Audit Committee (since 29 Aug 2023)

• Lawyers in Local Government (no longer appointed)

  FRN 914550 · Appointed 4 Oct 2019 · Until 8 Sep 2021

• National Heritage Group Ltd (no longer appointed)

  FRN 824297 · Appointed 26 Oct 2018 · Until 14 Apr 2020

• General Teaching Council for Scotland (no longer appointed)

  FRN 823360 · Appointed 16 Oct 2018 · Until 1 May 2023

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 21 May 2018 · Until 19 May 2022

• Wesleyan Key Business Finance Limited (no longer appointed)

  FRN 527334 · Appointed 9 Jul 2010 · Until 12 Mar 2020

• Royal Institution of Chartered Surveyors (no longer appointed)

  FRN 403533 · Appointed 21 Aug 2007 · Until 31 Jul 2010

• Medical Sickness Ltd (no longer appointed)

  FRN 110396 · Appointed 17 Jan 2005 · Until 17 Jan 2005

• Medical Sickness (no longer appointed)

  FRN 401584 · Appointed 31 Oct 2004 · Until 17 Jan 2005

No changes recorded yet.