Gareth Thomas Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • CF30 Customer (1 Aug 2016 to 29 Jul 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2023)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • CF21 Investment Adviser (10 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 10 Jan 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (10 Jan 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 10 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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