WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Victoria Rose Bell

    IRN VRB01009

    • (2042)CF30 Customer (31 Oct 2014 to 6 Oct 2016)
  • Vince Atkins

    IRN VXA00005

    • (347)CF30 Customer (30 Sep 2016 to 31 Jan 2017)
    • (349)CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
    • (348)CF22 Investment Adviser (Trainee) (26 Jan 2006 to 20 Dec 2006)
  • Vincent Aloysius Niland

    IRN VXN00003

    • (1630)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2022)
    • (1629)[FCA CF] Client dealing (9 Dec 2019 to 18 May 2022)
    • (1628)CF30 Customer (26 Apr 2018 to 8 Dec 2019)
  • Vincent Paul Barry

    IRN VPB00001

    • (107)CF30 Customer (3 Jan 2012 to 31 Dec 2016)
  • Waseem Ahmed

    IRN WXA01053

    • (2175)CF28 Systems and controls (28 Oct 2016 to 24 Oct 2019)
  • Wayne Patrick Robinson

    IRN WPR00003

    • (290)CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • (292)CF21 Investment Adviser (20 Aug 2004 to 31 Oct 2007)
    • (291)CF22 Investment Adviser (Trainee) (25 Nov 2003 to 20 Aug 2004)
  • Wendie Joy Elizabeth Michie

    IRN WJM00012

    • (283)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
  • Wendy Jean Baillie

    IRN WJB01054

    • (469)[FCA CF] Manager of certification employee (since 17 May 2021)
    • (1348)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 May 2021)
    • (1347)[FCA CF] Client dealing (9 Dec 2019 to 16 May 2021)
    • (1346)CF30 Customer (30 Jan 2017 to 8 Dec 2019)
  • Wendy Kaye Shillito

    IRN WKS00001

    • (7)CF21 Investment Adviser (1 Dec 2001 to 6 May 2005)
  • Wesley Mark Edmonson

    IRN WME01010

    • (972)CF30 Customer (24 Oct 2008 to 9 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Status

  2. controlled function added: (795)SMF24 Chief Operations

  3. controlled function added: (794)SMF18 Other Overall Responsibility

  4. controlled function added: (793)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (792)SMF16 Compliance Oversight

  6. controlled function added: (791)SMF24 Chief Operations

  7. controlled function added: (790)SMF18 Other Overall Responsibility

  8. controlled function added: (789)SMF18 Other Overall Responsibility

  9. controlled function added: (788)SMF18 Other Overall Responsibility

  10. controlled function added: (787)SMF18 Other Overall Responsibility

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