Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Corina Musat

  IRN CXM75846

  • [FCA CF] Client dealing (11 Mar 2024 to 13 Sep 2024)
• Corrado Ninzoli

  IRN CXN01162

  • CF30 Customer (3 Jun 2011 to 29 Feb 2012)
  • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
• Curtis Yates Arledge

  IRN CYA01002

  • CF1 Director (28 Apr 2003 to 28 Mar 2008)
• Dagem Kelemework

  IRN DXK00496

  • [FCA CF] Client dealing (since 16 Mar 2026)
• Daisy Arabelle Barrow

  IRN DXB01216

  • [FCA CF] Client dealing (since 10 Dec 2025)
• Dalit Nuttall

  IRN DXC01336

  • CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2005 to 26 Mar 2007)
  • CF21 Investment Adviser (23 Jul 2004 to 26 Mar 2007)
• Damon Geoffrey Mahon

  IRN DXM01718

  • [FCA CF] Significant management (since 1 Mar 2021)
  • [FCA CF] Material risk taker (since 20 Aug 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2024)
  • CF30 Customer (10 Feb 2016 to 8 Dec 2019)
• Daniel Bricken

  IRN DMB01219

  • CF30 Customer (20 Mar 2008 to 30 Sep 2017)
  • CF29 Significant management (20 Mar 2008 to 30 Sep 2017)
• Daniel Ethan Blackwood

  IRN DXB00963

  • [FCA CF] Client dealing (since 26 Mar 2024)
• Daniel Glen Pierce

  IRN DGP01086

  • CF30 Customer (15 Apr 2013 to 1 Mar 2016)

No changes recorded yet.