Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Mar 2012 to 6 Sep 2022)
    • CF4 Partner (AR) (19 Mar 2012 to 6 Sep 2022)
  • TIDE CM LLP (no longer approved here)

    FRN 576869

    • Employed By (19 Mar 2012 to 6 Sep 2022)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (3 Jun 2011 to 29 Feb 2012)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • Eiger Securities LLP (no longer approved here)

    FRN 228827

    • CF30 Customer (12 Aug 2008 to 20 Oct 2009)
    • CF4 Partner (12 Aug 2008 to 20 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.