Wellington Management International Limited

Date authorised
1 April 2013
Companies House
04283513
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Management International Ltd
    80 Victoria Street
    London
    Westminster
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402071266000
    Web
    https://www.wellington.com

  • Complaints Contact

    Wellington Management International Ltd
    80 Victoria Street
    London
    Westminster
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402071266000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick McDowell

    IRN PXM00499

    • [FCA CF] Client dealing (since 14 Mar 2022)
  • Patrick Wattiau

    IRN PXW00277

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Patrik Steiner

    IRN PXS02044

    • CF30 Customer (18 Mar 2010 to 8 Sep 2012)
  • Paul Braverman

    IRN PXB01292

    • CF13 Finance (4 Jul 2002 to 26 May 2006)
    • CF1 Director (4 Jul 2002 to 30 Mar 2006)
  • Paul Christopher Gladwell

    IRN PCG01039

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF10 Compliance Oversight (17 Feb 2003 to 1 Apr 2005)
    • CF21 Investment Adviser (4 Jul 2002 to 31 Oct 2007)
  • Paul Simeon Kemp

    IRN PSK01014

    • CF21 Investment Adviser (4 Jul 2002 to 2 Mar 2007)
  • Paul Skinner

    IRN PLS01041

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
  • Paul Steven Grainger

    IRN PSG01019

    • CF30 Customer (1 Nov 2007 to 14 Feb 2014)
    • CF27 Investment Management (11 Jul 2006 to 31 Oct 2007)
  • Paul-Albert Touloumbadjian

    IRN PXT01166

    • CF21 Investment Adviser (4 Jul 2002 to 15 Dec 2006)
  • Per Künow

    IRN PXK01082

    • CF21 Investment Adviser (5 Sep 2002 to 25 Apr 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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