Wellington Management International Limited

• Principal Place of Business

  Wellington Management International Ltd

  80 Victoria Street

  London

  Westminster

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402071266000

  Web

  https://www.wellington.com

• Complaints Contact

  Wellington Management International Ltd

  80 Victoria Street

  London

  Westminster

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402071266000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Natacha Dimitrijevic

  IRN NXD00174

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
• Natasha Bidjanzad

  IRN NXB02010

  • CF30 Customer (30 Aug 2018 to 8 Dec 2019)
• Natasha Louise Brook-Walters

  IRN NXB01140

  • [FCA CF] Significant management (1 Apr 2024 to 31 Dec 2025)
  • [FCA CF] Client dealing (1 Apr 2024 to 1 Apr 2026)
  • [FCA CF] Material risk taker (1 Apr 2024 to 31 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
  • CF1 Director (12 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (8 Apr 2013 to 3 Jul 2017)
• Nathalie Nourry

  IRN NXN00061

  • [FCA CF] Client dealing (since 11 Oct 2021)
• Nazli Kurtoglu

  IRN NEK01010

  • [FCA CF] Client dealing (since 27 Sep 2021)
• Neil Cooper

  IRN NSC01039

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
• Nicholas Green

  IRN NPG01050

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2021)
  • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
• Nicholas James Sollom

  IRN NJS01074

  • CF30 Customer (14 May 2008 to 4 May 2012)
• Nicholas M Girardi

  IRN NXG00157

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
• Nicholas Peter Greville

  IRN NPG01021

  • CF8 Apportionment and Oversight (4 Jul 2002 to 31 Dec 2003)
  • CF3 Chief Executive (4 Jul 2002 to 31 Dec 2003)
  • CF1 Director (4 Jul 2002 to 31 Dec 2003)

No changes recorded yet.