Natasha Louise Brook-Walters

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • [FCA CF] Significant management (1 Apr 2024 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Apr 2024 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 Apr 2024 to 1 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (12 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (8 Apr 2013 to 3 Jul 2017)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (17 Mar 2009 to 17 Dec 2012)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (17 Mar 2009 to 17 Dec 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (14 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.