Weatherbys Bank Limited

• Principal Place of Business

  Sanders Road

  Finedon Road Industrial Estate

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

  Web

  https://www.weatherbys.bank

• Complaints Contact

  Sanders Road

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Julie Jane Miller

  IRN JJM01147

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 6 Jun 2018)
  • CF28 Systems and controls (1 Nov 2007 to 13 Jan 2016)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Junaid Masood

  IRN JXM03161

  • SMF16 Compliance Oversight (7 Mar 2016 to 30 Apr 2017)
  • CF10 Compliance Oversight (26 Nov 2015 to 6 Mar 2016)
• Karen Hallum

  IRN KXH43485

  • [FCA CF] Material risk taker (1 Mar 2022 to 7 Jul 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Jul 2023)
• Keith McArdle

  IRN KXM19670

  • SMF24 Chief Operations (since 6 Mar 2025)
• Laurence George Jackson

  IRN LGJ01002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
• Luke Oliver Webley

  IRN LXW00392

  • [FCA CF] Material risk taker (since 20 Mar 2024)
• Maria Khan

  IRN MXK00977

  • [FCA CF] Manager of certification employee (6 Aug 2025 to 15 Apr 2026)
  • [FCA CF] Significant management (6 Aug 2025 to 15 Apr 2026)
• Mark Charles Batten

  IRN MCB01110

  • SMF11 Chair of the Audit Committee (since 30 Jun 2023)
  • SMF14 Senior Independent Director (since 30 Jun 2023)
• Mark John Graveling

  IRN MJG00087

  • [FCA CF] Significant management (since 1 Sep 2025)
• Mark Peile

  IRN MXP00448

  • [FCA CF] Manager of certification employee (since 1 Aug 2024)
  • [FCA CF] Significant management (since 13 Sep 2021)
  • [FCA CF] Material risk taker (since 13 Sep 2021)

No changes recorded yet.